2015 SILA National Education Conference

On October 6, 2015, Daniel LeGaye of The LeGaye Law Firm was a co-speaker at the 2015 SILA National Education Conference, which was held at the Gaylord Opryland Resort & Convention Center in Nashville, TN.  The panels’ topic was “Walk the Line or Face Enforcement” and the presentation was meant to provide insight into the current regulatory and enforcement environment impacting broker-dealers and investment advisers – and the impact that has on industry professionals responsible for maintaining compliance with registration and licensing issues.