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District Compliance Meeting – District 3 – Tempe, Arizona

October 13 @ 12:00 pm - 2:00 pm

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

October 13, 2017

12 p.m. – 2 p.m.

District Compliance Event Tempe Mission Palms Hotel
Room: Joshua Tree
60 East Fifth Street
Tempe, AZ 85281
FREE Register


October 13
12:00 pm - 2:00 pm
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FINRA Denver District Office


Tempe Mission Palms Hotel
60 East Fifth Street
Tempe, AZ 85281 United States
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