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District Compliance Meeting – District 4 Kansas City

September 14 @ 9:00 am - 12:00 pm

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

Thursday, September 14, 2017

9 a.m. – 12 p.m.

District Compliance Meeting West Des Moines Marriott

Meeting Room: Salon A-C
1250 Jordan Creek Parkway
West Des Moines, IA 50266

FREE Register

Details

Date:
September 14
Time:
9:00 am - 12:00 pm
Event Category:
Event Tags:
Website:
http://www.finra.org

Organizer

FINRA Kansas City District Office
Phone:
(816)-421-5700
Website:
www.finra.org

Venue

West Des Moines Marriot
1250 Jordan Creek Parkway
West Des Moines, IA 50266 United States
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