FINRA Annual Meeting of Firms

FINRA will conduct its annual meeting of firms on Tuesday, August 22, 2017, at 10 a.m. Eastern Time in the FINRA Visitors Center, 1735 K Street, NW, in Washington, D.C. The purpose of the meeting is to elect individuals to fill one small firm and one large firm seat on the FINRA Board of Governors (FINRA Board).

It is important that all eligible large and small firms be represented by proxy or in person at the Annual Meeting. Firms are urged to vote using one of the methods described below. In order for a proxy to be considered valid, it must be signed by the executive representative of the small or large firm eligible to vote in the election.

FINRA encourages all eligible firms to vote using one of the methods described in the Election Notice.

Small and large firms that are members of FINRA as of the close of business on Thursday, July 20, 2017 (the Annual Meeting record date), are eligible to vote.