Loading Events

« All Events

  • This event has passed.

FINRA Boot Camp: Philadelphia, PA – District 9A ( Philadelphia)

June 19 @ 8:30 am - 1:00 pm

FINRA’s Compliance Boot Camps provide a broad view of essential compliance concepts. Through a combination of self-study and classroom training, participants gain valuable insights on compliance activities for immediate application to the workplace.

Half-Day Compliance Boot Camps

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

9A – Philadelphia

June 19, 2017

8:30 a.m. – 1 p.m.

FINRA District Office

1601 Market Street, Suite 2700
Philadelphia, PA 19103
(215) 665-1180

  • Effective Practices for Working With Senior Investors
  • Variable Annuities

View the agenda

$195 Register


June 19
8:30 am - 1:00 pm
Event Category:
Event Tags:
Copyright© 2017 The LeGaye Law Firm P.C.
LinkedIn Auto Publish Powered By : XYZScripts.com