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Preliminary Renewal Statement- Payment Due

December 13, 2012

FINRA advises FINRA-registered firms that failure to remit full payment of their Preliminary Renewal Statements to FINRA by December 13, 2012, may cause the firm to become ineligible to do business in the jurisdictions where it is registered, effective January 1, 2013. FINRA-registered firms will also be subject to a late fee if payment is not received by this deadline.

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Date:
December 13, 2012
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