Anti-Money Laundering Compliance

The LeGaye Law Firm, P.C. offers comprehensive regulatory advice, remediation services and risk management assessment relating to all aspects of anti-money laundering (“AML”) rules and regulations for broker-dealers and other financial institutions. Our firm can also provide comprehensive and diverse legal services including drafting AML policies and procedures, providing annual independent testing of AML programs and compliance-training related to best practices related to know your customer (KYC), Suspicious Activities Reports (SARs), Bank Secrecy reporting, and OFAC/Control list compliance. Finally, the firm can recommend technical solutions that will provide the most effective transaction monitoring and suspicious activity detection systems.

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The LeGaye Law Firm's expertise is targeted to respond and assist to complex legal and practical questions related to anti-money laundering compliance. Please contact The LeGaye Law Firm today.