Distribution and Due Diligence

Daniel E. LeGaye has represented broker-dealers on a variety of distribution and structuring matters, including legal advice on mergers and acquisitions, the public and private offering context for selling group managers and placement agents affiliated with REITs, mutual fund and variable annuity products, as well as the placement agents of private equity, venture capital and hedge fund interests in private offerings. Additionally, the firm has provided extensive advise with respect to the due diligence obligations of broker-dealers with respect to the various products, both as a managing dealer and placing agent.