Daniel LeGaye Law Firm - Financial Services Counsel

2002 Timberloch Drive, Suite 200
The Woodlands, Texas 77380
Tel: (281) 367-2454
Fax: (866) 338-6353
Email (click here)
Make a payment

Accountants 

Michael F. Cronin, CPA

Contact: Michael F. Cronin
Phone: (407) 754-7027
E-Mail: mikeccpa@aol.com
Orlando, FL & Rochester, NY

 

Phillip V. George, PLLC

Contact: Phillip George
Phone: (214) 358-5150
E-Mail: phil@pvgeorge.com
Irving, TX 
 

Weintraub & Associates, LLP

Contact: William Strauss
Phone: (914) 761-4773
White Plains, NY 10601
 
 
 

Compliance Professionals 

IA Compliance & Consulting LLC

Contact: Suzette M. Surman
Phone: (832) 559-8171
Tomball, Tx
 

Integrated Management Solutions

Contact: Howard Spindel
Phone: (212) 509-7800
E-Mail: hspindel@intman.com
New York, NY
 

Registration Solutions, Inc.

Contact: Darlean Newman
Phone:  (281) 288-7058
E-Mail: registrationsolutions@yahoo.com
Spring, TX
 

Robert M. Garza & Associates

Contact: Mr. Robert Garza
Phone: (469) 675-0036
Allen, TX
 

Solid Rock Consulting

Contact: Bob Falkenberg
Phone: (214) 686-2896
Allen, TX
 
 
 

Continuing Education & Training Professionals 

Patten Training & Review LLC

Contact: Deirdre Patten
Phone: (281) 363-4141 Ext. 1010
E-Mail: dpatten@pattentraining.com
The Woodlands, TX
Web-Site: http://www.pattentraining.com
 
 

Information Technology 

MicroMainframe

Contact: David Hopkins
Phone: (281) 363-4141 Ext. 1010
E-Mail: david.hopkins@mmcinc.com
The Woodlands, TX
Web-Site: http://www.mmcinc.com
 
 
 

Insurance – E&O / Fidelity Bonds 

Seabury & Smith

Contact: Kathryn D. Jacobson
Phone: (800) 978-6273
E-Mail: kathy.jacobson@marshpm.com
Washington, DC
Web-Site: http://www.seaburyandsmith.com
 
  

Professional Development 

LEE Training, LLC

Contact: Mr. Stewart Lee
Phone: (405) 356-4177
E-Mail: teamlee@leetraining.com
Web-Site: http://www.leetraining.com
 
 
 

Web-Site Development & Optimization 

ProLinks

Zac Anna
Phone: (281) 363-4141
E-Mail: info@pro-links.com
The Woodlands, TX
Web-Site: http://www.pro-links.com
 
 

Other Reference and Resource Sources 

Financial Industry Regulatory Authority

U.S. Securities and Exchange Commission

North American Securities Administrators Association

The Texas Securities Board

The Financial Crimes Enforcement Network of the U.S. Department of Treasury

Find Law

Electronic Code of Federal Regulations

The Library of Congress/Thomas

The Legal Information Institute/Cornell University

 

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