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Annual Firm Renewals – Submission of Post-Dated U5 and BR Termination Forms on CRD and or IARD

Name: Annual Firm Renewals – Submission of Post-Dated U5 and BR Termination Forms on CRD and or IARD
Start: 2025-10-13T00:00:00-05:00
End: 2025-10-13T23:59:59-05:00

October 13

Beginning 10/13/2025 Firms may begin to submit post-dated Forms U5 and BR Closing / Withdrawal, which must be dated December 31, 2025.

Details

Date:: October 13
Event Category:: Registration & Licensing
Event Tags:: Annual Registration Renewals
Website:: https://www.finra.org/registration-exams-ce/broker-dealers/annual-renewal

Organizer

: FINRA
: View Organizer Website