Based in Houston, Texas, The LeGaye Law Firm, P.C. offers deep expertise and practical experience in regulatory, registration, and compliance support services tailored to the financial services industry. With decades of hands-on involvement, the firm is uniquely positioned to provide timely, cost-effective legal guidance to broker-dealers, investment advisers, and other corporate entities navigating today’s complex regulatory environment.
We assist firms and managers in developing, implementing, and maintaining compliance programs that meet evolving federal, state, and self-regulatory requirements.