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2016 FINRA Small Firm Conference

November 9, 2016 - November 10, 2016

The 2016 FINRA Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Each session begins with a FINRA staff member highlighting key requirements of a rule, and then small firm panelists provide a step-by-step approach for complying with that particular rule. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff.

Details

Start:
November 9, 2016
End:
November 10, 2016
Event Categories:
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Event Tags:
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Organizer

FINRA
Website:
www.finra.org

Venue

The Camby Hotel
2401 East Camelback Road
Phoenix, AZ 85016 United States
+ Google Map
Phone:
602-468-0700
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