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2018 FINRA Small Firm Conference

November 7, 2018 - November 8, 2018

The  Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff.


Fairmont Miramar Hotel & Bungalows, Santa Monica
101 Wilshire Boulevard
Santa Monica, CA 90401
Tel: (866) 964-7262


A room block has been added at the Fairmont Miramar Hotel and Bungalows, Santa Monica located at 101 Wilshire Boulevard, Santa Monica, CA 90401. The room rate of $329, plus tax per night, is available until October 16, 2018, or until the room block is sold out.

Hotel reservations will be accepted on a space-and rate-available basis. Reserve your hotel room online or call the Fairmont Miramar Hotel and Bungalows at (866) 964-7262 and identify yourself as an attendee of FINRA’s 2018 Small Firm Conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.


November 7, 2018
November 8, 2018
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Fairmont Miramar Hotel & Bungalows
101 Wilshire Boulevard
Santa Monica, CA 90401
+ Google Map
844- 275-8271
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