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2018 West Region Networking Seminar

March 15, 2018

The FINRA West Region Networking Seminar is a half-day event designed to provide financial professionals associated with FINRA member firms in the West Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

There is no cost to attend this event. Attendance is limited to FINRA firms headquartered in the West Region, and is first come, first served.


March 15, 2018
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Le Meridien Delfina Santa Monica
530 Pico Blvd.
Santa Monica, California 90405 United States
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