- This event has passed.
2019 FINRA Small Firm Conference
October 23, 2019 - October 24, 2019
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm issues with FINRA senior staff.
Agenda
Please check this website frequently for updates—the conference agenda will be available at a later date.
Location
Fairmont Miramar Hotel & Bungalows, Santa Monica
101 Wilshire Boulevard
Santa Monica, CA 90401
Accommodations
A room block is available at the Fairmont Miramar Hotel and Bungalows at the special room rate of $339 per night, plus tax. The rate is available until October 1, 2019, or until the room block is sold out. Hotel reservations will then be accepted on a space- and rate-available basis.
New Process for FINRA Programs
To reserve a room, you must first register as an attendee for the conference. A hotel reservation link will then be provided in your registration summary page and your registration confirmation email. Please contact us with any additional questions.