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X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20261231
DTEND;VALUE=DATE:20270101
DTSTAMP:20260619T190432
CREATED:20260603T210538Z
LAST-MODIFIED:20260603T210538Z
UID:7996-1798675200-1798761599@www.legayelaw.com
SUMMARY:MSRB Municipal Advisors to Complete Annual CEO Certification
DESCRIPTION:MSRB Rule G-44 requires each Chief Executive Officer(s) (or equivalent officer(s)) of the municipal advisor to certify in writing annually that the municipal advisor has in place processes to establish\, maintain\, review\, test and modify written compliance policies and written supervisory procedures reasonably designed to achieve compliance with applicable rules. This requirement\, however\, shall not apply to municipal advisors that are subject to a substantially similar certification requirement of Financial Industry Regulatory Authority with respect to all applicable rules.
URL:https://www.legayelaw.com/calendar/msrb-municipal-advisors-to-complete-annual-ceo-certification/
CATEGORIES:Compliance
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DTSTART;VALUE=DATE:20261231
DTEND;VALUE=DATE:20270101
DTSTAMP:20260619T190432
CREATED:20260603T210651Z
LAST-MODIFIED:20260603T210651Z
UID:7998-1798675200-1798761599@www.legayelaw.com
SUMMARY:MSRB Municipal Advisors Continuing Education
DESCRIPTION:MSRB Rule G-3 requires municipal securities dealers and municipal advisors to establish continuing education program requirements.
URL:https://www.legayelaw.com/calendar/msrb-municipal-advisors-continuing-education/
CATEGORIES:Compliance
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DTSTART;TZID=America/Chicago:20261231T140000
DTEND;TZID=America/Chicago:20261231T170000
DTSTAMP:20260619T190432
CREATED:20260603T202754Z
LAST-MODIFIED:20260603T202754Z
UID:7962-1798725600-1798736400@www.legayelaw.com
SUMMARY:FINRA Market Early Close - New Year’s Eve (3 p.m. ET\, early close)
DESCRIPTION:FINRA operates Monday – Friday during regular business hours.  FINRA is closed whenever the markets are closed.  In addition\, FINRA and financial markets may close early the day before a holiday.
URL:https://www.legayelaw.com/calendar/finra-market-early-close-new-years-eve-3-p-m-et-early-close/
CATEGORIES:FINRA Holiday
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