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Form OBS Quarterly filing due for Q1 2019 ( March 31, 2019)

April 30, 2019


Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (Form OBS)

Unless subject to the de minimus exception, carrying and clearing firms must file Form  OBS on a quarterly basis.  A firm that claims the de minimus exception must affirmatively indicate through the eFOCUS system that no filing is required for the reporting period.




April 30, 2019
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