Loading Events

« All Events

  • This event has passed.

Form OBS Quarterly filing due for Q1 2019 ( March 31, 2019)

April 30, 2019

 

Supplemental Schedule for Derivatives and Other Off-Balance Sheet Items (Form OBS)

Unless subject to the de minimus exception, carrying and clearing firms must file Form  OBS on a quarterly basis.  A firm that claims the de minimus exception must affirmatively indicate through the eFOCUS system that no filing is required for the reporting period.

 

 

Details

Date:
April 30, 2019
Event Category:
Event Tags:
Copyright© 2022 The LeGaye Law Firm P.C.