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Annual Firm Renewals – Submission of Post-Dated BDW and ADV-W Forms on CRD and or IARD

Name: Annual Firm Renewals – Submission of Post-Dated BDW and ADV-W Forms on CRD and or IARD
Start: 2025-11-03T00:00:00-06:00
End: 2025-11-03T23:59:59-06:00

November 3

Beginning 11/3/2025 Firms may begin to submit post-dated Forms BDW and ADV-W, which must be dated December 31, 2025.

Details

Date:: November 3
Event Category:: Registration & Licensing
Event Tags:: Annual Registration Renewals
Website:: https://www.finra.org/registration-exams-ce/broker-dealers/annual-renewal

Organizer

: FINRA
: View Organizer Website