SIFMA’s Annual Meeting is an invitation-only gathering that convenes the most influential voices in public policy and finance to examine the issues and opportunities shaping the markets, the industry, and the economy.
The NSCP National Conference provides a setting for Investment Advisers, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals, attendees will meet and discuss those issues most pressing to them, before they meet with the SEC, DOL & FINRA regulators.
The Securities and Insurance Licensing Association (“SILA”) National Education Conference is a yearly event that provides education and networking opportunities for professionals in the insurance and securities licensing industries. The conference features industry speakers, interactive sessions, and an exhibitor fair.
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules
The Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance, risk management, crypto asset developments, trends and threats in financial crimes and the evolution of branch office inspections, among others.