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SUMMARY:FINRA Compliance Outreach Program for Municipal Advisors and Municipal Dealers – Virtual Event
DESCRIPTION:Co-hosted by the SEC\, MSRB and FINRA\, this year’s program provides practical and tailored discussions addressing top concerns and interests among municipal securities dealers and municipal advisors\, including conflicts of interest\, broker-dealer primary offering and pricing practices\, compliance concerns\, and other key municipal market topics.
URL:https://www.legayelaw.com/calendar/finra-compliance-outreach-program-for-municipal-advisors-and-municipal-dealers-virtual-event/
CATEGORIES:Conferences
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