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X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20260512
DTEND;VALUE=DATE:20260515
DTSTAMP:20260531T003746
CREATED:20250819T185511Z
LAST-MODIFIED:20250819T185511Z
UID:7440-1778544000-1778803199@www.legayelaw.com
SUMMARY:2026 FINRA Annual Conference
DESCRIPTION:The Annual Conference provides the opportunity for practitioners\, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance\, risk management\, crypto asset developments\, trends and threats in financial crimes and the evolution of branch office inspections\, among others.
URL:https://www.legayelaw.com/calendar/2026-finra-annual-conference/
LOCATION:Washington\, D.C.\, Washington\, DC\, United States
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251118
DTEND;VALUE=DATE:20251120
DTSTAMP:20260531T003746
CREATED:20250819T185240Z
LAST-MODIFIED:20250819T185240Z
UID:7438-1763424000-1763596799@www.legayelaw.com
SUMMARY:FINRA Compliance Outreach Program for Municipal Advisors and Municipal Dealers – Virtual Event
DESCRIPTION:Co-hosted by the SEC\, MSRB and FINRA\, this year’s program provides practical and tailored discussions addressing top concerns and interests among municipal securities dealers and municipal advisors\, including conflicts of interest\, broker-dealer primary offering and pricing practices\, compliance concerns\, and other key municipal market topics.
URL:https://www.legayelaw.com/calendar/finra-compliance-outreach-program-for-municipal-advisors-and-municipal-dealers-virtual-event/
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251028
DTEND;VALUE=DATE:20251029
DTSTAMP:20260531T003746
CREATED:20250819T184950Z
LAST-MODIFIED:20250819T184950Z
UID:7435-1761609600-1761695999@www.legayelaw.com
SUMMARY:FINRA Cyber Crimes Conference – Hybrid Event
DESCRIPTION:A one-day\, hybrid event that will focus on today’s cybersecurity challenges\, understand vulnerabilities and latest threats and create resilience against cyber-attacks.
URL:https://www.legayelaw.com/calendar/finra-cyber-crimes-conference-hybrid-event/
LOCATION:Santa Monica\, CA
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251026
DTEND;VALUE=DATE:20251030
DTSTAMP:20260531T003746
CREATED:20250819T195536Z
LAST-MODIFIED:20250819T195536Z
UID:7462-1761436800-1761782399@www.legayelaw.com
SUMMARY:SILA – National Education Conference
DESCRIPTION:The Securities and Insurance Licensing Association (“SILA”) National Education Conference is a yearly event that provides education and networking opportunities for professionals in the insurance and securities licensing industries. The conference features industry speakers\, interactive sessions\, and an exhibitor fair.
URL:https://www.legayelaw.com/calendar/sila-national-education-conference-2/
LOCATION:New Orleans\, LA
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251026
DTEND;VALUE=DATE:20251030
DTSTAMP:20260531T003746
CREATED:20250819T194625Z
LAST-MODIFIED:20250819T194625Z
UID:7456-1761436800-1761782399@www.legayelaw.com
SUMMARY:NSCP National Conference
DESCRIPTION:The NSCP National Conference provides a setting for Investment Advisers\, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals\, attendees will meet and discuss those issues most pressing to them\, before they meet with the SEC\, DOL & FINRA regulators.
URL:https://www.legayelaw.com/calendar/nscp-national-conference-5/
LOCATION:Hyatt Regency Grand Cypress – Orlando\, FL
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251020
DTEND;VALUE=DATE:20251022
DTSTAMP:20260531T003746
CREATED:20250819T195056Z
LAST-MODIFIED:20250819T195056Z
UID:7459-1760918400-1761091199@www.legayelaw.com
SUMMARY:SIFMA – Annual Meeting
DESCRIPTION:SIFMA’s 2025 Annual Meeting will take place from Monday\, October 20 to Tuesday\, October 21 at the Conrad Washington DC. This event gathers the most influential voices shaping the capital markets from a cross-section of public policy and finance to explore the issues and opportunities that matter most for the markets\, the industry\, and the economy. Our program will delve into the outlook for public policy & financial regulation\, operational resilience\, prudential & capital standards\, the economy\, the retail investor\, and more.
URL:https://www.legayelaw.com/calendar/sifma-annual-meeting-2/
LOCATION:Washington\, DC
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20251009
DTEND;VALUE=DATE:20251011
DTSTAMP:20260531T003746
CREATED:20250819T184323Z
LAST-MODIFIED:20250819T184323Z
UID:7432-1759968000-1760140799@www.legayelaw.com
SUMMARY:FINRA Small Firms Conference – Hybrid Event
DESCRIPTION:The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules.
URL:https://www.legayelaw.com/calendar/finra-small-firms-conference-hybrid-event/
LOCATION:Dallas\, TX
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20250513
DTEND;VALUE=DATE:20250516
DTSTAMP:20260531T003746
CREATED:20250819T183356Z
LAST-MODIFIED:20250819T183356Z
UID:7430-1747094400-1747353599@www.legayelaw.com
SUMMARY:2025 FINRA Annual Conference
DESCRIPTION:The Annual Conference provides the opportunity for practitioners\, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers a broad range of topics including regulatory compliance\, risk management\, crypto asset developments\, trends and threats in financial crimes and the evolution of branch office inspections\, among others.
URL:https://www.legayelaw.com/calendar/2025-finra-annual-conference/
LOCATION:Washington\, D.C.\, Washington\, DC\, United States
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20241027
DTEND;VALUE=DATE:20241031
DTSTAMP:20260531T003746
CREATED:20240212T225818Z
LAST-MODIFIED:20240212T225840Z
UID:6863-1729987200-1730332799@www.legayelaw.com
SUMMARY:NSCP National Conference
DESCRIPTION:The NSCP National Conference provides a setting for Investment Advisers\, Private Funds and Broker-Dealer industry professionals to ask questions and share concerns with the regulators and fellow attendees. Facilitated by industry professionals\, attendees will meet and discuss those issues most pressing to them\, before they meet with the SEC\, DOL & FINRA regulators
URL:https://www.legayelaw.com/calendar/nscp-national-conference-4/
LOCATION:Omni Dallas\, 555 S Lamar St\, Dallas\, Tx\, 75202
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20241009
DTEND;VALUE=DATE:20241011
DTSTAMP:20260531T003746
CREATED:20240212T232417Z
LAST-MODIFIED:20240212T232417Z
UID:6881-1728432000-1728604799@www.legayelaw.com
SUMMARY:FINRA Small Firms Conference - Hybrid
DESCRIPTION:The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules
URL:https://www.legayelaw.com/calendar/finra-small-firms-conference-hybrid/
LOCATION:Chicago\, IL\, Chicago\, Illinois
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20240908
DTEND;VALUE=DATE:20240912
DTSTAMP:20260531T003746
CREATED:20240214T192001Z
LAST-MODIFIED:20240214T192001Z
UID:6937-1725753600-1726099199@www.legayelaw.com
SUMMARY:SIFMA – Annual Conference
DESCRIPTION:The C&L Annual Seminar is hosted by SIFMA’s Compliance & Legal Society; our program is designed by a dedicated and passionate group of executives that volunteer for our Executive and Planning Committees. Past participants have had a front-row seat to hear Madeline Albright discuss negotiating tactics and diplomacy\, SEC Chair Jay Clayton outline priorities for the Commission\, FINRA President and CEO Robert Cook delve into examinations and many more – plus access to Lunch & Learns\, networking sessions\, an interactive Exhibit Hall\, Diversity\, Equity & Inclusion events\, and more. \nOur Planning Committee has mapped out more than 50 in-depth breakout sessions on the industry’s hottest topics in six tracks: \n\nBanking\nEthics & DEI\nCapital Markets\nLitigation\, Enforcement & Legal\nCompliance & Technology\nRetail\, Private Client & Arbitration\n\n  \nSIFMA sponsors Quarterly Conferences. Conferences feature leading experts with working knowledge of the theory as well as the practical application of each issue. In an afternoon\, a member can attend a Quarterly Conference to learn about insurance industry issues such as cybersecurity\, accounting\, or tax reform as well as the global\, federal and\, state regulation of insurance companies.
URL:https://www.legayelaw.com/calendar/sifma-annual-conference-4/
LOCATION:Atlantic City\, NJ\, Atlantic City\, NJ\, United States
CATEGORIES:Conferences
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20240626
DTEND;VALUE=DATE:20240627
DTSTAMP:20260531T003746
CREATED:20240212T232738Z
LAST-MODIFIED:20240212T232738Z
UID:6886-1719360000-1719446399@www.legayelaw.com
SUMMARY:SIFMA – Quarterly Conference
DESCRIPTION:SIFMA sponsors Quarterly Conferences. Conferences feature leading experts with working knowledge of the theory as well as the practical application of each issue. In an afternoon\, a member can attend a Quarterly Conference to learn about insurance industry issues such as cybersecurity\, accounting\, or tax reform as well as the global\, federal and\, state regulation of insurance companies.
URL:https://www.legayelaw.com/calendar/sifma-quarterly-conference-6/
LOCATION:Paramus\, NJ\, Paramus\, NJ\, United States
CATEGORIES:Conferences
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