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X-ORIGINAL-URL:https://www.legayelaw.com
X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART:20250309T080000
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DTSTART:20261101T070000
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DTSTART:20270314T080000
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DTSTART:20271107T070000
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DTSTART:20280312T080000
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20261012
DTEND;VALUE=DATE:20261013
DTSTAMP:20260928T203946Z
CREATED:20260928T203946Z
LAST-MODIFIED:20260928T203946Z
UID:8100-1791763200-1791849599@www.legayelaw.com
SUMMARY:Annual Firm Renewals - Submission of Post-Dated U5 and BR Termination Forms on CRD and or IARD
DESCRIPTION:Beginning 10/12/2026 Firms may begin submitting post-dated Forms U5 and BR Closing / Withdrawal\, which must be dated December 31\, 2026.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-submission-of-post-dated-u5-and-br-termination-forms-on-crd-and-or-iard/
CATEGORIES:Registration & Licensing
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BEGIN:VEVENT
DTSTART;VALUE=DATE:20261102
DTEND;VALUE=DATE:20261103
DTSTAMP:20260928T204033Z
CREATED:20260928T204033Z
LAST-MODIFIED:20260928T204033Z
UID:8103-1793577600-1793663999@www.legayelaw.com
SUMMARY:Annual Firm Renewals - Submission of Post-Dated BDW and ADV-W Forms on CRD and or IARD
DESCRIPTION:Beginning 11/2/2026 Firms may begin to submit post-dated Forms BDW and ADV-W\, which must be dated December 31\, 2026.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-submission-of-post-dated-bdw-and-adv-w-forms-on-crd-and-or-iard/
CATEGORIES:Registration & Licensing
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20261109
DTEND;VALUE=DATE:20261110
DTSTAMP:20260928T204326Z
CREATED:20260928T204326Z
LAST-MODIFIED:20260928T204326Z
UID:8106-1794182400-1794268799@www.legayelaw.com
SUMMARY:Annual Firm Renewals - Preliminary Renewal Statements available on Web CRD/IARD
DESCRIPTION:Beginning November 9\, 2026\, Preliminary Renewal Statements are available for viewing and printing through E-Bill on the CRD of IARD.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-preliminary-renewal-statements-available-on-web-crd-iard/
CATEGORIES:Registration & Licensing
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20261207
DTEND;VALUE=DATE:20261208
DTSTAMP:20260928T204537Z
CREATED:20260928T204537Z
LAST-MODIFIED:20260928T204537Z
UID:8109-1796601600-1796687999@www.legayelaw.com
SUMMARY:Annual Firm Renewals - Deadline on Payments for Preliminary Renewal Statements
DESCRIPTION:Deadline for receipt of Preliminary Statement payments. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. Transfers will be conducted every day going forward until Web CRD/IARD shuts down for year-end processing December 27. Failure to remit full payment of their Preliminary Renewal Statements to FINRA by December 27\, may cause the firm to become ineligible to do business in the jurisdictions where it is registered\, effective January 1\, 2027. FINRA-registered firms will also be subject to a late fee if payment is not received by this deadline.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-deadline-on-payments-for-preliminary-renewal-statements/
CATEGORIES:Registration & Licensing
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20261227
DTEND;VALUE=DATE:20261228
DTSTAMP:20260928T204641Z
CREATED:20260928T204641Z
LAST-MODIFIED:20260928T204641Z
UID:8112-1798329600-1798415999@www.legayelaw.com
SUMMARY:Annual Firm Renewals – Deadline to Submit Form Filings on Web CRD or IARD
DESCRIPTION:Final form filings must be submitted by 6 PM EST via Web CRD or IARD\, and electronic funds transfers must be submitted by 3PM.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-deadline-to-submit-form-filings-on-web-crd-or-iard/
CATEGORIES:Registration & Licensing
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20270102
DTEND;VALUE=DATE:20270103
DTSTAMP:20260928T204720Z
CREATED:20260928T204720Z
LAST-MODIFIED:20260928T204720Z
UID:8114-1798848000-1798934399@www.legayelaw.com
SUMMARY:Annual Firm Renewals – Final Renewal Statement Availability on CRD or IARD
DESCRIPTION:Final Renewal Statements will be available online on either Web CRD or IARD. If you have a renewal overpayment. It will be automatically transferred to your daily account in conjunction with year-end renewal processing. Refund requests are made from this account.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-final-renewal-statement-availability-on-crd-or-iard/
CATEGORIES:Registration & Licensing
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20270122
DTEND;VALUE=DATE:20270123
DTSTAMP:20260928T204753Z
CREATED:20260928T204753Z
LAST-MODIFIED:20260928T204753Z
UID:8116-1800576000-1800662399@www.legayelaw.com
SUMMARY:Annual Firm Renewals – Deadline for Payment Final Renewal Statement Payments
DESCRIPTION:Deadline for the payment of Final Statements. Firms with sufficient monies in their Flex-Funding Account will have funds automatically transferred to their Renewal Account to cover total renewal fees owed. Transfers will be conducted every day until any outstanding renewal assessment is satisfied.
URL:https://www.legayelaw.com/calendar/annual-firm-renewals-deadline-for-payment-final-renewal-statement-payments/
CATEGORIES:Registration & Licensing
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