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X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20240423
DTEND;VALUE=DATE:20240424
DTSTAMP:20260408T180435
CREATED:20240209T205133Z
LAST-MODIFIED:20240209T205133Z
UID:6756-1713830400-1713916799@www.legayelaw.com
SUMMARY:Monthly Net Capital Computation (Month ending 3/31/2024)
DESCRIPTION:In accordance with SEC Rule 15c3-1\, each broker/dealer registered pursuant to section 15 of the Act must have evidence of the computation of net capital monthly. That computation should be completed and approved by the FINOP within 17 business days after the end of each month.
URL:https://www.legayelaw.com/calendar/monthly-net-capital-computation-month-ending-3-31-2024/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20240423
DTEND;VALUE=DATE:20240424
DTSTAMP:20260408T180435
CREATED:20240209T210224Z
LAST-MODIFIED:20240209T210224Z
UID:6762-1713830400-1713916799@www.legayelaw.com
SUMMARY:Quarterly FOCUS Part llA Filings (Quarter ending 3/31/2024)
DESCRIPTION:In accordance with SEC Rule 17a-5(a)(2)(iii)\, each broker/dealer registered pursuant to section 15 of the Act who does not carry nor clear transactions nor carry customer accounts shall file Part IIA of Form X-17 A-5 within 17 business days after the end of each calendar quarter.
URL:https://www.legayelaw.com/calendar/quarterly-focus-part-lla-filings-quarter-ending-3-31-2024/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20240423
DTEND;VALUE=DATE:20240424
DTSTAMP:20260408T180435
CREATED:20240209T214503Z
LAST-MODIFIED:20240209T214534Z
UID:6788-1713830400-1713916799@www.legayelaw.com
SUMMARY:Quarterly Form Custody (Quarter ended 3/31/2024)
DESCRIPTION:A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
URL:https://www.legayelaw.com/calendar/quarterly-form-custody-quarter-ended-3-31-2024/
CATEGORIES:Regulatory Financial
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