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X-WR-CALDESC:Events for LeGaye Law Firm
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DTSTART;VALUE=DATE:20250724
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CREATED:20250117T170527Z
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UID:7121-1753315200-1753401599@www.legayelaw.com
SUMMARY:Quarterly FOCUS Part llA Filings (Quarter ending 6/30/2025)
DESCRIPTION:In accordance with SEC Rule 17a-5(a)(2)(iii)\, each broker/dealer registered pursuant to section 15 of the Act who does not carry nor clear transactions nor carry customer accounts shall file Part IIA of Form X-17 A-5 within 17 business days after the end of each calendar quarter.
URL:https://www.legayelaw.com/calendar/quarterly-focus-part-lla-filings-quarter-ending-6-30-2025/
CATEGORIES:Regulatory Financial
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DTSTART;VALUE=DATE:20250724
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DTSTAMP:20260407T132918
CREATED:20250117T182820Z
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UID:7180-1753315200-1753401599@www.legayelaw.com
SUMMARY:Quarterly Form Custody (Quarter ended 6/30/2025)
DESCRIPTION:A broker-dealer must file Form Custody with FINRA via the Gateway within 17 business days after the end of each calendar quarter.
URL:https://www.legayelaw.com/calendar/quarterly-form-custody-quarter-ended-6-30-2025/
CATEGORIES:Regulatory Financial
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