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Comment Period Ends on Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public)

August 3, 2015

The SEC requested public comment on a proposal to amend FINRA Rule 2210 (Communications with the Public) to require a readily apparent reference and hyperlink to BrokerCheck® on: (1) the initial webpage that the member intends to be viewed by retail investors; and (2) any other webpage that includes a professional profile of one or more registered persons who conduct business with retail investors. These requirements would not apply to a member that does not provide products or services to retail investors, or to a directory or list of registered persons limited to names and contact information.

The comment period expires August 3, 2015.  For more information, see the Federal Register notice.

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Date:
August 3, 2015
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Organizer

SEC
Website:
www.sec.gov
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