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Comment Period Ends: Proposed Rule Change to Expand FINRA’s Alternative Trading System (“ATS”) Transparency Initiative

July 30, 2015

The SEC requested comments on a proposal to expand FINRA’s alternative trading system (ATS) transparency initiative to publish the remaining equity volume executed over-the-counter by FINRA members, including, among other trading activity, non-ATS electronic trading systems and internalized trades. The comment period expires July 30, 2015. See the Federal Register notice.


July 30, 2015
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