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District 5 New Orleans – District Compliance Events
May 17, 2017 @ 9:00 am - 11:30 am
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program description below.
|Date||Event||Location & Venue||Fees||Registration|
May 17, 2017
9 a.m. – 11:30 a.m.
|District Compliance Meeting||
The Crescent Club