- This event has passed.
District 9A (Philadelphia) District Compliance Meeting
December 9, 2013
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
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December 9, 2013 9:30 a.m. – 11:30 a.m. |
District Compliance Meeting
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Philadelphia District Office 1835 Market St., 19th Fl. Philadelphia, PA 19103 |