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District 9A (Philadelphia) District Compliance Meeting

December 9, 2013

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

December 9, 2013

9:30 a.m. – 11:30 a.m.

District Compliance Meeting



Philadelphia District Office
1835 Market St., 19th Fl.
Philadelphia, PA 19103



December 9, 2013
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