District Compliance Meeting – District 7 Boca Raton, Florida
September 27, 2017 @ 9:00 am - 12:00 pm
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff.
September 27, 2017
9 a.m. – 12 p.m.
District Compliance Meeting
The Westin Fort Lauderdale
400 Corporate Drive
Fort Lauderdale, FL 33334