Loading Events

« All Events

  • This event has passed.

DOL’s fiduciary rule’s definitions applied as of June 9th

June 9, 2017

On  June 9th , the fiduciary rule’s amended definition of fiduciary advice will first apply and the BIC Exemption and Principal Transactions Exemption will become available to fiduciary advisers. At the outset, however, and for a transition period extending until January 1, 2018, fewer conditions will apply to financial institutions and advisers that seek to rely upon the exemptions.   For further information, go to the US Labor Dept. website.


June 9, 2017
Event Tags:
Copyright© 2024 The LeGaye Law Firm P.C.