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FINRA 2018 Preliminary Statements Available

November 13, 2017

Firms may begin submitting post-dated Form BDW and ADV-W filings via Web CRD/IARD. Registrations terminated by post-dated filings submitted by 11 p.m., Eastern Time (ET), November 10, 2017, do not appear on the firm’s Preliminary Statement. The only allowed date for post-dated filings is December 31, 2017.

Preliminary Statements are available in E-Bill.

 

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Date:
November 13, 2017
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Website:
www.finra.org
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