Loading Events

« All Events

  • This event has passed.

FINRA Advertising Regulation Conference

October 10, 2013

October 10–11, 2013

Renaissance Washington, DC Downtown Hotel
999 Ninth Street, NW
Washington, DC 20001

FINRA’s annual Advertising Regulation Conference provides practical guidance on complying with advertising rules and regulations for communications with the public.

Conference sessions address FINRA rules and interpretations as they apply to communications for investment company products, structured products and alternative investments as well as the issues raised by social media and public appearances.


  • Current regulatory developments in securities advertising
  • Interactive, hands-on workshops
  • Office hours with FINRA Advertising Regulation analysts
  • CLE and CPE credits available



October 10, 2013
Copyright© 2024 The LeGaye Law Firm P.C.