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FINRA Board of Governors Meeting – February/March 2019

February 28, 2019 - March 1, 2019

FINRA’s Board of Governors met on Feb. 28 and March 1 in Boca Raton, Florida, where it discussed the organization’s finances, reviewed several significant technology and other capital initiatives, and considered two rulemaking items (described below). The Board also met with staff from FINRA’s Boca Raton District Office, home of the FINRA Securities Helpline for Seniors and FINRA’s anti-money laundering team, and with representatives from member firms headquartered in the area during a special member reception.

The FINRA Board also received updates on FINRA’s regulatory operations, including the continuing transformation of its Risk Monitoring and Examination Program and its recent 529 Plan Share Class Initiative.

More information regarding the Board’s operations, including the membership and responsibilities of its committees, is available at www.finra.org/governance.

Details

Start:
February 28, 2019
End:
March 1, 2019
Event Category:
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Website:
www.finra.org

Organizer

FINRA District 7 Boca Raton
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