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FINRA Boot Camp

May 5, 2016 @ 8:30 am - 1:30 pm

Compliance Boot Camp

FINRA’s  Compliance Boot Camps  provide a broad view of essential compliance concepts. Through a combination of self-study and classroom training, participants gain valuable insights on compliance activities for immediate application to the workplace.

Half-Day Compliance Boot Camp

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.


May 5, 2016
8:30 am - 1:30 pm
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FINRA Boston District Office
(617) 973-3000
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The Federal Reserve Bank of Boston
600 Atlantic Ave., 4th Floor
Boston, MA , MA 02210 United States
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