Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
- This event has passed.
FINRA Boot Camp – District 10 Long Island – Jericho, New York
October 19, 2017 @ 9:30 am - 1:30 pm