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FINRA Boot Camp: Supervision and Suitability

July 15, 2015 @ 8:30 am - 1:30 pm

$195.00

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

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Details

Date:
July 15, 2015
Time:
8:30 am - 1:30 pm
Cost:
$195.00
Event Category:
Event Tags:
,

Organizer

FINRA
Website:
www.finra.org

Venue

The Langham Boston Hotel
250 Franklin Street
Boston, MA 02110 United States
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Phone:
617-451-1900
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