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FINRA Compliance Boot Camp – Atlanta

September 9, 2016

FINRA Half Day Compliance Boot Camp

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.


September 9, 2016
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FINRA Atlanta District Office
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Atlanta District Office
One Securities Center Suite 500 3490 Piedmont Rd. NE
Atlanta, GA 30305 United States
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404- 239-6100
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