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Tel: 281.367.2454
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« All Events
This event has passed.
FINRA District 2 (Los Angeles) Compliance Meeting
August 8, 2019 @ 1:30 pm
-
3:30 pm
«
MSRB Quarterly Form G-37 Disclosure Submission Deadline
Comments Due on MSRB Rule G-23 on Activities of Dealers Acting as Financial Advisors
»
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Details
Date:
August 8, 2019
Time:
1:30 pm - 3:30 pm
Event Category:
Continuing Education
Event Tags:
FINRA Conferences
Website:
http://www.finra.org/industry/district-compliance-events
Organizer
FINRA
View Organizer Website
Venue
Hilton San Diego Del Mar
15575 Jimmy Durante
Del Mar
,
CA
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