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FINRA District 6 Dallas – District Compliance Events
May 11, 2017 @ 9:00 am - 1:30 pm
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
| Date | Event | Location & Venue | Fees | Registration |
|---|---|---|---|---|
|
May 11, 2017 9 a.m. – 1:30 p.m. |
Half-Day Compliance Boot Camp |
FINRA District Office 12801 North Central Expressway |
$195 | View More Information and Register |
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