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FINRA District 7 Atlanta – District Compliance Events

May 31, 2017 @ 9:00 am - 1:30 pm

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

Date Event Location & Venue Fees Registration

May 31, 2017

9 a.m. – 1:30 p.m.

Half-Day Compliance Boot Camp

Charlotte, NC

Charlotte Convention Center
(Room 211/212)
501 South College Street
Charlotte, NC 28202

$195 View More Information and
Register
Topics:

  • Variable Annuities
  • Branch Office Inspections

 

Details

Date:
May 31, 2017
Time:
9:00 am - 1:30 pm
Event Categories:
,
Event Tags:
, ,
Website:
www.finra.org

Organizer

FINRA Atlanta District Office
Website:
www.finra.org

Venue

Charlotte Convention Center
501 S. College Street
Charlotte, NC 28202 United States
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Phone:
704-339-6000
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