Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
- This event has passed.
FINRA District Compliance Meeting – District 9B Woodbridge
October 5, 2017 @ 4:00 pm - 6:00 pm