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FINRA District Compliance Meeting: Ft. Lauderdale, FL – District 7 ( Atlanta)

September 20, 2017 @ 9:00 am - 12:00 pm

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

September 20, 2017

9 a.m. – 12 p.m.

District Compliance Meeting

Fort Lauderdale

The Westin Fort Lauderdale
400 Corporate Drive
Fort Lauderdale, FL 33334
Charlotte, NC 28202



September 20, 2017
9:00 am - 12:00 pm
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FINRA Atlanta District Office
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