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FINRA District Compliance Meeting: Ft. Lauderdale, FL – District 7 ( Atlanta)
September 20, 2017 @ 9:00 am - 12:00 pm
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
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September 20, 2017 9 a.m. – 12 p.m. |
District Compliance Meeting |
Fort Lauderdale The Westin Fort Lauderdale |