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FINRA District Compliance Meeting – Ft. Lauderdale, Florida
August 9, 2016 @ 8:00 am - 12:00 pm
FINRA District 7 Compliance Meeting
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.