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FINRA District Compliance Meeting: New York, NY – District 10 (New York)

June 28, 2017 @ 9:00 am - 10:30 am

Designed for compliance and legal professionals, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

June 28, 2017

9 a.m. – 10:30 a.m.

District Compliance Meeting

United Federation of Teachers

52 Broadway
New York, NY 10004

FREE Register
Topics:

  • Common Exam Issues
  • Social Media & Digital Communications (How firms can apply the new guidance in FINRA’s Regulatory Notice 17-18)

 

Details

Date:
June 28, 2017
Time:
9:00 am - 10:30 am
Event Category:
Event Tags:
Website:
www.finra.org

Organizer

FINRA New York District Office
Phone
212-858-4000
View Organizer Website
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