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FINRA Fixed Income Conference

March 10, 2015


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Fixed Income Conference
March 10, 2015
New York, NY

FINRA’s Fixed Income Conference addresses current impacts on the fixed income markets and how regulators and firms are responding. Topics include:

  • fixed income-related examination and enforcement update;
  • risk management for institutional firms;
  • fixed income compliance practices for retail firms;
  • municipal securities;
  • fixed income market structure: pre- and post-trade disclosures; and
  • TRACE update.

The Honorable Daniel M. Gallagher, Commissioner of the U.S. Securities and Exchange Commission, will deliver this year’s keynote address.

Visit www.finra.org/conferences/fixedincome to register and view the online brochure.


March 10, 2015
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