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FINRA Half-Day Compliance Boot Camp: Boca Raton, Florida

September 17, 2015 @ 9:00 am - 1:30 pm

FINRA half-day Compliance Boot Camp focuses on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities. For more information, click here- See more at: Finra.org

Details

Date:
September 17, 2015
Time:
9:00 am - 1:30 pm
Event Categories:
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Organizer

FINRA
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Venue

FINRA Boca Raton District Office
5200 Town Center Circle Suite 200
Boca Raton, FL 33486 United States
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Phone
561-443-8000
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