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FINRA Half-Day Compliance Boot Camp – District 7 – Atlanta

July 12, 2018 @ 8:30 am - 1:30 pm

Half-Day Compliance Boot Camps

Half-day Compliance Boot Camps focus on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.

District 7 – Atlanta – Half-Day Compliance Boot Camp

July 12, 2018
8:30 a.m. – 1:30 p.m.

FINRA District Office
One Securities Center, Suite 500
3490 Piedmont Road, NE
Atlanta, GA 30305
(404) 239-6100

Topics
  • Supervision
  • Suitability

Details

Date:
July 12, 2018
Time:
8:30 am - 1:30 pm
Event Categories:
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Event Tags:
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Website:
www.finra.org

Organizer

FINRA Atlanta District Office
Website:
www.finra.org

Venue

Atlanta District Office
One Securities Center Suite 500 3490 Piedmont Rd. NE
Atlanta, GA 30305 United States
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Phone:
404- 239-6100
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