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FINRA Half-Day Compliance Boot Camp: Seattle

September 24, 2015 @ 9:00 am - 1:00 pm

FINRA Half-day Compliance Boot Camp focuses on basic regulatory requirements and compliance responsibilities. Participants are required to complete approximately three hours of assigned pre-course readings and online coursework prior to attending the session. Pre-course work is assigned and distributed approximately one week before the session. This course is designed for compliance professionals who are new to the role or those looking to reinforce their understanding of regulatory requirements and compliance responsibilities.  For more information click FINRA Boot Camps


September 24, 2015
9:00 am - 1:00 pm
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Union Square Conference Center
Suite 5121/5122 601 Union Street, 51st Floor
Seattle, WA 98101 United States
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(601) 652-3200
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