Loading Events

« All Events

  • This event has passed.

FINRA offers Fixed Income Conference

March 11, 2014

Fixed Income Conference
March 11, 2014
New York, NY

The conference agenda and session descriptions are now available in our online brochure.

Topics include:

  • market structure and electronic trading;
  • market volatility and liquidity issues;
  • mark-ups, best execution and prevention of front-running;
  • retail sales practice issues;
  • municipal securities developments;
  • TRACE nuts and bolts; and
  • examination and enforcement priorities.


March 11, 2014
Copyright© 2024 The LeGaye Law Firm P.C.