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FINRA Regional Compliance Meeting for the Northeast

August 14, 2014

Regional Compliance Events

Midwest

  • Des Moines, IA: Compliance Meeting: August 26

North

  • Stamford, CT: Half-Day Compliance Boot Camp: August 7
  • Woodbridge, NJ: Half-Day Compliance Boot Camp: August 14

South

  • Dallas, TX: Half-Day Compliance Boot Camp: August 11
  • Boca Raton, FL: Half-Day Compliance Boot Camp: August 14

Details

Date:
August 14, 2014
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